Textbook

An agent unknowingly sold an unregistered, non-exempt security to a non-institutional buyer who is not risk-averse. This activity would be prohibited except in the following cases.

Huh?

Yes, that's the kind of language you're up against for the Series 63. Luckily, we have taken the difficult language and made it easy to understand and fun to read. Yes, fun. Seriously.

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